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Protective Effects of Exposures
Professor John Kaldor, RMA Member
Paper prepared from edited transcripts of the RMA Forum
March 2004
Protective Effects of Exposures
In the course of reviewing the medical scientific literature for a SOP, most factors that emerge as potentially
causally related to the disease that is the subject of the SOP show a positive association; in other words, exposure
to the factor is associated with an increased likelihood that the disease will occur. Nevertheless, we are increasingly
faced with data on factors that show an inverse association with the disease, in that exposure is associated with
a lower risk.
As with positive associations, we need to exclude chance, bias and confounding as alternative explanations,
before we can translate an inverse association into a claim that the exposure is protective, in that it is causally
related to reducing the likelihood of disease occurrence.
At first glance, it might seem that protective factors would not need to be considered in a SOP on causal factors,
given that the purpose of the SOP is to describe causes of disease. In fact, if exposure to a factor can reduce
the risk of disease, it is reasonable to conclude that a reduction in the exposure level may actually increase
the likelihood of the disease occurring. The absence of any factor that is established as being protective can
therefore be transformed into a causal factor if a person is unable to maintain exposure to the normal or beneficial
level of the factor.
For example, a number of studies have now shown that exercise protects against colorectal cancer. Therefore,
the circumstance of being unable to exercise could be interpreted as being a causal factor for colorectal cancer.
For a causal factor, we would generally expect to see consistent estimates of the relative risk that were above
about 1.25, such that exposure to the factor gives a 25 per cent increase in the chance of getting the disease,
compared to people not exposed to the factor. Similarly, it would be appropriate to define a factor based on inability
to maintain protective levels of exposure, provided the estimated relative risk associated with the absence of
exposure was consistently observed to be greater than about 1.25.
For factors in the RH instrument, the RMA has accepted relative risks as low as 1.1, in circumstances where
the combined evidence from epidemiological studies provides particularly strong evidence for causality. While the
RMA is encouraged to be generous in its interpretation of the evidence for causation, it clearly cannot go beyond
the limits of scientific credibility.
When a person develops a disease that is covered by a SOP, the relevance of any factor included in the SOP depends
on the threshold level of exposure specified in the SOP. This level is determined from the available published
literature, as being associated with a measurable increment in risk.
For some factors, the increase in risk associated with exposure is calculated in published studies by making
comparisons with people who were considered to have little or no exposure. For example, in studies of exposure
to herbicide, it is generally assumed that comparison groups were unexposed, and that any increment in risk associated
with exposure is with reference to this background.
On the other hand, there are factors for which exposure is ubiquitous in human populations, and the calculation
of risk increments in published studies must be made with reference to people whose exposure was below a specified
level, rather than being zero. Consider fat consumption, or sunlight exposure as examples. In these situations,
the true relative risk associated with the threshold level of exposure specified in the SOP will vary from person
to person, depending on the individual levels of exposure arising from sources other than service.
To illustrate this point, think of two individuals, one of whom had been exposed to 90% of the specified threshold
level of a factor prior to the start of qualifying service, and another who had been exposed to 10%. If each of
these individuals then has service related exposure that takes the cumulative level exactly to the threshold specified
in the SOP, they will both qualify for acceptance of the factor. However, the service-related exposure will clearly
have been associated with a much smaller increment in risk for the first individual than the second.
To illustrate the point in another way, take the hypothetical circumstance that our SOP system covered not just
Australia but a number of countries of our region, and consider a SOP for malaria.
If a person lives predominantly in Australia and develops malaria following deployment to a malaria endemic
area, the relative risk associated with the deployment would be very high. On the other hand, for a person who
lives in an endemic area, and is then deployed in an endemic area, the increment in risk associated with service
may be quite small. Thus the background risk of an individual can substantially influence a person's real relative
risk.
The current system is effectively based on averages, in that it makes acceptance of a factor more difficult
for people who have a very low background, while it advantages people who actually have a very high background.
Formally, the legislation governing the SOPs does not make provision for taking account of the levels of exposure
experienced by an individual outside service, although there is one major factor for which such considerations
have been built into the operation of the corresponding SOPs.
Exposures that become SOP factors through their absence or the inability to maintain protective levels would
be of this second kind. Clearly if removal of the exposure is to be judged to cause an increase in disease risk,
there must be widespread exposure to the factor under normal circumstances. Consider exercise levels or fruit and
vegetable consumptions as illustrations. Thus individuals who qualify under factors for which it is the absence
that increases risk are doing so at a variety of relative risks, because of the variation in their background levels
of exposure.
The incorporation of protective factors (or at least their absence or reduction) in SOPs is thus an evolving
area of interest for the RMA. It has encouraged us to look more closely at some key methodological issues underpinning
the calculation of threshold levels for exposure, and will certainly provide a wider range of factors for consideration
in SOPs.
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This page last updated 22 March 2005.
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